Marco Zwick, Commission de Surveillance du Secteur Financier (CSSF)

Marco Zwick Marco Zwick has been appointed as director of the Luxembourg supervisory authority, the Commission de Surveillance du Secteur Financier (CSSF), on 1 September 2018. He is predominantly in charge of the regulation and supervision of the investment fund industry and of the specialised professionals of the financial sector. Marco Zwick has held various functions in the financial sector since 1989, including being the Head of Compliance of Deutsche Börse Group and Head of Compliance and Risk, EMEA, for Schroders prior to joining RBC Investor Services Bank in May 2015, where he was a member of the executive committee and headed the Compliance functions in Europe and Asia and AML for I&TS globally. He has been chairing the AML Working Group of ALFI until his appointment as director of the CSSF. Marco was the president of the Luxembourg Association of Risk Management (ALRiM) from 2010 to 2016. He is a member of the board of the Economist Club in Luxembourg.

ESG: Actions speak louder than words

The European Commission is picking up speed on the implementation of the EU Action Plan on Financing Sustainable Growth. First concrete regulatory proposals were published in May and have made good progress since. Further items are in the pipeline, with experts appointed to work out the technical details and industry consultations circulating… As sustainable finance is becoming a reality in the EU, asset managers are getting ready to lead the way.

There is so much we can do: case studies of ESG approaches

The spectrum of ‘sustainable’ investment funds is as large, innovative as diversified. From exclusion to positive impact, what are sustainable investment funds really doing? Are they contributing towards a better world? Asset managers tell their – fascinating – stories from the field.

Economic and political outlook

Substance, substance, substance

This session will closely examine CSSF Circular 18/698, its impact and implementation. Substance requirements remain on top of the list for AMs and management companies, with governing bodies’ responsibilities on the increase and delegation and oversight always centre stage. Are you compliant?

New AML/CFT obligations and their practical consequences for the AM industry

  • Marco Zwick

    Marco Zwick Director Commission de Surveillance du Secteur Financier (CSSF)

ESMA's priorities for the asset management community

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