Leading Edge Conference in London

Martin Ewen is the Chief Risk Officer of ARKUS Financial Services. Prior to his current position he was Head of Risk and Development leading the Risk and IT teams in London and Luxembourg. Additionally, he acts as Conducting Officer and permanent Risk Manager for UCITS and AIF structures. Martin studied Finance and Econometrics at the University of Giessen and the University of International Business and Economics (UIBE) in Beijing. He holds a doctoral degree in Financial Economics from University of Trier and a professional banking degree (CCI). Martin is a lecturer in Finance and Investments at the University of Trier.

Agenda

Risk Management Substance, Delegation-Trends in an evolving Environment

09.55-10.40		Round Table Discussion - Risk Management: a key pillar of the governance model Risk management models Roles & responsibilities of the ManCo Board Relation between Board of Funds and ManCo Roles & responsibilities of the Conducting Officers Local substance requirements Parent Companies/Branches/Subsidiaries Risk Management, compliance & internal Audit

13.35-14.20		BREAKOUT SESSION 1: Stress testing & VaR model backtesting C.S.I. - Practitioners thoughts

13.35-14.20		BREAKOUT SESSION 2: Risk modeling for Alternative Assets (PE & RE) - A theoretical hardship and a challenging practice Focus on liquid/real estate To what extent can quantitative models be applied to real assets? Practitioner approach Dr. Jörg Henzler Professor of Economics and Financial Markets & Member of the Board Luxembourg Investment Solutions S.A. Benjamin Gauthier Partner, Risk Management, Financial Services Consulting PwC Dr. Martin Ewen Chief Risk Officer ARKUS FS

14.50-15.50		Delegation & Oversight - Current thinking & possible scenarios for UK based Asset Managers Investment Management – role of the investment advisor Central administration (Accounting,TA) Marketing & Distribution Custodian/Depositary ESMA-General principles on supervisory approach to relocations from UK ALFI guidelines:Principles of the oversight of financial intermediaries

Leading Edge Conference in London

Risk Management Substance, Delegation -Trends in an evolving Environment

Dr. Martin Ewen, ARKUS FS

Agenda

Round Table Discussion - Risk Management: a key pillar of the governance model

BREAKOUT SESSION 1: Stress testing & VaR model backtesting C.S.I. - Practitioners thoughts

BREAKOUT SESSION 2: Risk modeling for Alternative Assets (PE & RE) - A theoretical hardship and a challenging practice

Delegation & Oversight - Current thinking & possible scenarios for UK based Asset Managers

Also speaking at

Thank you

Dr. Martin Ewen, ARKUS FS

Agenda

Round Table Discussion - Risk Management: a key pillar of the governance model

BREAKOUT SESSION 1: Stress testing & VaR model backtesting C.S.I. - Practitioners thoughts

BREAKOUT SESSION 2: Risk modeling for Alternative Assets (PE & RE) - A theoretical hardship and a challenging practice

Delegation & Oversight - Current thinking & possible scenarios for UK based Asset Managers

Also speaking at

European Risk Management Conference - Risk Management in times of stress