Philippa Allen, ComplianceAsia

Philippa Allen

Philippa Allen, CEO and Founder of ComplianceAsia, has over 30 years’ extensive business and regulation experience in Asia.

Prior to co-founding ComplianceAsia, Philippa was the Head of Compliance, APAC for Dresdner Bank and GT Asset Management (LGT Asset Management). She was one of the drafters of the Fund Manager Code of Conduct in Hong Kong and has been involved in a number of submission to regulators and lobbying efforts with financial industry bodies.

She graduated from the University of Western Australia with a Bachelor of Jurisprudence and Bachelor of Laws (LLB) degree. Upon graduation, she commenced practice as a barrister and solicitor for Freehill Hollingdale and Page, in Perth, Western Australia. Philippa is a frequent speaker at financial industry conferences and technical panels, and a member of various industry representative bodies.


08.50 - 09.20

Asian Alternative Investments – How Luxembourg Can Help

  • Asia’s most popular strategies for Alternatives
  • How Luxembourg investment vehicles are suited to supporting these strategies

09.20 - 09.50

Financial technology

  • FinTech impact on the investment fund industry
  • Does blockchain have a practical impact yet?
  • Has FinTech changed the way funds are distributed?

09.50 - 10.20

TA and operational trends

  • Operational trends of the moment
  • The future role of transfer agency
  • Stewart Aldcroft

    Stewart Aldcroft Chairman Cititrust Limited, Managing Director and Senior Advisor, Citi Markets & Securities Services